SEC State
For information about Augustus Wealth’s registration status, please consult the SEC’s Investment Advisor Public Disclosure website.
General Disclosures
Augustus Wealth, LLC is a Registered Investment Adviser. Advisory services are only offered to clients or prospective clients where Augustus Wealth, LLC and its representatives are properly licensed or exempt from licensure. This website is solely for informational purposes. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by Augustus Wealth, LLC unless a client service agreement is in place.
Augustus Wealth, LLC provides links for your convenience to websites produced by other providers of industry related material. Accessing websites through links directs you away from our website. Augustus Wealth, LLC is not responsible for errors or omissions in the material on third party websites, and does not necessarily approve of or endorse the information provided. Users who gain access to third party websites may be subject to the copyright and other restrictions on use imposed by those providers and assume responsibility and risk from use of those websites.
General Notice to Users: While we appreciate your comments and feedback, please be aware that any form of testimony from current or past clients about their experience with our firm on our website or social media platforms is strictly forbidden under current securities laws.
Blog Disclosures
This commentary on this website reflects the personal opinions, viewpoints and analyses of the Augustus Wealth, LLC employees providing such comments, and should not be regarded as a description of advisory services provided by Augustus Wealth, LLC or performance returns of any Augustus Wealth, LLC client. The views reflected in the commentary are subject to change at any time without notice. Nothing on this website constitutes investment advice, performance data or any recommendation that any particular security, portfolio of securities, transaction or investment strategy is suitable for any specific person. Any mention of a particular security and related performance data is not a recommendation to buy or sell that security. Augustus Wealth, LLC manages its clients’ accounts using a variety of investment techniques and strategies, which are not necessarily discussed in the commentary. Investments in securities involve the risk of loss. Past performance is no guarantee of future results.
Case Study & Hypothetical Disclosure
The case study presented on this page reflects the personal experiences and opinions of a former SpaceX employee and is provided for educational and illustrative purposes only. It does not constitute investment advice, tax advice, legal advice, or a recommendation to buy, sell, hold, or exercise any security or equity compensation award. The individual’s experience may not be representative of other SpaceX employees or equity holders. Individual results vary based on personal financial circumstances, grant structures, tax situations, and market conditions.
No Client-Advisor Relationship
Viewing this content does not establish an advisory relationship with Augustus Wealth, LLC. Advisory services are only provided pursuant to a written client service agreement. Augustus Wealth, LLC is a Registered Investment Adviser with the State of California. Registration does not imply a certain level of skill or training. For information regarding Augustus Wealth’s registration status, please visit the SEC’s Investment Adviser Public Disclosure website.
Not Personalized Advice
The scenarios, frameworks, examples, and numerical illustrations discussed on this page — including references to concentration thresholds, diversification timelines, exercise strategies, AMT calculations, and portfolio targets — are general in nature and are not tailored to any individual’s specific financial situation, investment objectives, or tax circumstances. You should not act on any information presented here without first consulting your own qualified financial advisor, tax professional, and/or attorney.
No Guarantee of Outcomes
Past performance, historical equity appreciation, and hypothetical scenarios are not indicative of future results. Investing involves risk, including possible loss of principal. Equity compensation in private companies carries additional risks including illiquidity, concentration, valuation uncertainty, and the possibility that shares may decline substantially in value or become worthless.
SpaceX-Specific Disclaimer
Augustus Wealth, LLC is not affiliated with, endorsed by, or sponsored by Space Exploration Technologies Corp. (SpaceX). All references to SpaceX, its equity compensation programs, tender offers, valuation, and potential IPO are based on publicly available information and the personal experience shared in the case study. SpaceX program details, valuations, and liquidity events are subject to change without notice. Augustus Wealth makes no representations regarding the accuracy, timing, or outcome of any SpaceX corporate action.
Testimonial / Endorsement Disclosure
The case study interview presented on this page constitutes a testimonial or endorsement as defined under the SEC Marketing Rule (Rule 206(4)-1 under the Investment Advisers Act of 1940). The individual providing the case study [is / is not] a current client of Augustus Wealth, LLC. [If applicable: No compensation was provided in exchange for this testimonial.] The experience described is that of one individual and may not be representative of other clients or prospective clients. The testimonial does not constitute a guarantee of future performance or success.
Tax & Legal
Augustus Wealth, LLC does not provide tax or legal advice. All tax-related discussions, including references to AMT, capital gains, ISO/RSU taxation, QSBS, and bracket management, are for informational purposes only. Consult a qualified CPA and/or attorney for advice specific to your situation.
